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244 5Th Ave Ste 1211, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-09-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Trust And Associates Llc | Woodbridge | CT | 07/2013 | 02/2019 |
| New Alchemy | Seattle | WA | 06/2018 | 12/2018 |
| Capital Frontline Llc | New York | NY | 05/2013 | 12/2020 |
| Crito Capital Llc | Westport, Ct | CT | 04/2019 | 10/2020 |
| 5D Partners Llc | Jersey City | NJ | 12/2020 | Present |
9D Capital LLC, managing member, NY State registered investment advisor, investment-related (Formed in NY - 4/2020 to present) 4 hours/month during trading hours. Antimatter Capital LLC, NY, Managing Member - Strategy Consultant (Non-securities-related), 08/2024 to present, 5 hours/month, none during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 2003-09-09 |
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