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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-07
FL RA APPROVED 2019-04-18
  • TX RA
    APPROVED_RES
    Since 2025-01-07
  • FL RA
    APPROVED
    Since 2019-04-18

Branch Locations

3835 Pga Blvd. Suite 701, Palm Beach Gardens, FL 33410 • United States

140 Royal Palm Way Suite 204, Palm Beach, FL 33480 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Jupiter FL 01/2010 04/2019
Stifel Nicolaus & Co Inc Palm Beach FL 04/2019 Present
  • 01/2010 → 04/2019
    Bank Of America, N.A.
    Jupiter, FL
  • 04/2019 → Present
    Stifel Nicolaus & Co Inc
    Palm Beach, FL
Previous Registrations
Other Businesses

1. Jupiter Police Foundation; 210 Military Trail Jupitar, FL 33458; Support the police department; Advisory member; Attend monthly meetings and help at events; 01/29/2020; 5 Hours per Month; Not during securities trading hours; Not investment related. 2. Jupiter Police Foundation; 210 Military Trail, Jupiter, FL 33458; Support the Jupiter police department; Board Member; Attend monthly meetings and help at events that are out on by the foundation; 01/01/2021; 5 Hours per Month; Not During Securities Trading Hours; Not Investment-Related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-18
  • S66 Uniform Combined State Law Examination
    2003-11-18

View on SEC IAPD

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