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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-07 |
| FL | RA | APPROVED | 2019-04-18 |
Branch Locations
3835 Pga Blvd. Suite 701, Palm Beach Gardens, FL 33410 • United States
140 Royal Palm Way Suite 204, Palm Beach, FL 33480 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Jupiter | FL | 01/2010 | 04/2019 |
| Stifel Nicolaus & Co Inc | Palm Beach | FL | 04/2019 | Present |
1. Jupiter Police Foundation; 210 Military Trail Jupitar, FL 33458; Support the police department; Advisory member; Attend monthly meetings and help at events; 01/29/2020; 5 Hours per Month; Not during securities trading hours; Not investment related. 2. Jupiter Police Foundation; 210 Military Trail, Jupiter, FL 33458; Support the Jupiter police department; Board Member; Attend monthly meetings and help at events that are out on by the foundation; 01/01/2021; 5 Hours per Month; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-11-18 |
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