Bruce Alfred D'agostini

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2011-01-03

AZ RA
APPROVED

Since 2011-01-03

Branch Locations

8601 N Scottsdale Rd Ste 150 [Sf-Rbo], Scottsdale, AZ 85253 • United States

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank	Tempe	AZ	03/2010	Present
Wells Fargo Advisors Llc	Tempe	AZ	01/2011	11/2016
Wells Fargo Clearing Services, Llc	Tempe	AZ	11/2016	Present

03/2010 → Present

Wells Fargo Bank

Tempe, AZ
01/2011 → 11/2016

Wells Fargo Advisors Llc

Tempe, AZ
11/2016 → Present

Wells Fargo Clearing Services, Llc

Tempe, AZ

Previous Registrations

2010-03-31 → 2011-01-03

Wells Fargo Investments, Llc

Tempe, AZ

Tempe, AZ

Scottsdale, AZ
2005-03-31 → 2010-03-23

Wells Fargo Clearing Services, Llc

Tempe, AZ

Glendale, AZ

Somerville, NJ

Clinton, NJ

Short Hills, NJ
2004-02-17 → 2005-02-14

Equitable Advisors, Llc

Woodbridge, NJ

Other Businesses

D'AGOSTINI ENTERPRISES LLC, NOT INVESTMENT RELATED, GILBERT, AZ, PROPERTY LEASING, START: 12/2010, 3 HOURS PER MONTH/0 DURING TRADING, DUTIES: LEASE OFFICE CONDO.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-11-24
S63	Uniform Securities Agent State Law Examination	2003-07-16

S65 Uniform Investment Adviser Law Examination

2003-11-24
S63 Uniform Securities Agent State Law Examination

2003-07-16

Other Names

Bruce Alfred D'AGostini

View on SEC IAPD