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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2024-10-08 |
| NC | RA | APPROVED | 2024-02-01 |
| SD | RA | APPROVED | 2023-06-16 |
| MA | RA | APPROVED | 2023-06-06 |
| IN | RA | APPROVED | 2023-04-25 |
| ND | RA | APPROVED | 2022-08-16 |
| SC | RA | APPROVED | 2021-11-17 |
| NY | RA | APPROVED | 2021-07-10 |
| IL | RA | APPROVED | 2020-08-26 |
| AZ | RA | APPROVED | 2019-07-11 |
| VA | RA | APPROVED | 2018-11-13 |
| MN | RA | APPROVED | 2013-11-07 |
| NV | RA | APPROVED | 2012-08-30 |
| IA | RA | APPROVED | 2012-05-23 |
| OH | RA | APPROVED | 2011-03-25 |
| WA | RA | APPROVED | 2010-08-23 |
| TX | RA | APPROVED | 2009-07-27 |
| FL | RA | APPROVED | 2009-02-17 |
| CA | RA | APPROVED | 2009-01-23 |
| WI | RA | APPROVED | 2008-03-26 |
Branch Locations
10900 Wayzata Boulevard Suite 730, Minnetonka, MN 55305 • United States
Prior Lake, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Minneapolis | MN | 06/2006 | 01/2024 |
| Park Avenue Securities Llc | Minneapolis | MN | 06/2006 | 01/2024 |
| Guardian Life Insurance Company | Minnetonka | MN | 01/2024 | Present |
| Park Avenue Securities | Minnetonka | MN | 01/2024 | Present |
| Guardian Life Insurance Company | Prior Lake | MN | 06/2024 | Present |
| Park Avenue Securities | Prior Lake | MN | 06/2024 | Present |
1. Other Insurance Products-Outside of Guardian, Start Date: 06/01/2004, Address: 920 Second Avenue South, 11th Floor, MPLS, MN 55402, 1 total hours per month, 1 during securities trading hours, Investment related, Less than 10% annual compensation, 2. Short-Term Residential Rental Property Ownership, Start Date: 5/22/2026, Nature: Rental Property, Address: 1211 Bay Pine Blvd. Indian Rocks Beach, FL 33785, Duties: Owner, 2 total hours per month; 0 during securities trading hours, Investment Related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 2003-04-03 |
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