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Stephen Kenneth Goldberg

Equitable Advisors, LLC

Bala Cynwyd, PA

Voorhees, NJ

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-04-09
PA RA APPROVED 2016-07-22
  • NJ RA
    APPROVED
    Since 2026-04-09
  • PA RA
    APPROVED
    Since 2016-07-22

Branch Locations

1 Belmont Avenue Ste. 1100, Bala Cynwyd, PA 19004 • United States

Voorhees, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Equitable Bala Cynwyd PA 07/2016 06/2020
Axa Advisors Llc New York NY 07/2016 06/2020
Equitable Advisors, Llc New York NY 07/2016 Present
Equitable Advisors, Llc New York NY 07/2016 Present
Previous Registrations
  • 2004-08-23 → 2016-08-08
    Firstrust Financial Advisors
    Philadelphia, PA
  • 2011-02-04 → 2016-07-26
    Msi Financial Services, Inc.
    Philadelphia, PA
    Orlando, FL
    Philadelphia, PA
  • 2003-05-02 → 2011-02-10
    Equitable Advisors, Llc
    Philadelphia, PA
    Philadelphia, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-17
  • S66 Uniform Combined State Law Examination
    2003-04-17

View on SEC IAPD

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Other Offices

AWH FINANCIAL, LLC · BALA CYNWYD, PA
PST ADVISORS, LLC · BALA CYNWYD, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHILADELPHIA, PA
OSAIC WEALTH, INC. · Bala Cynwyd, PA
EQUITABLE ADVISORS, LLC · BALA CYNWYD, PA
EQUITABLE ADVISORS, LLC · BALA CYNWYD, PA
OUP MANAGEMENT CO., LLC · BALA CYNWYD, PA
RADCLIFFE CAPITAL MANAGEMENT, L.P. · BALA CYNWYD, PA

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