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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-02-12
  • FL RA
    APPROVED
    Since 2018-02-12

Branch Locations

2 North Tamiami Trail 1200, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Sarasota FL 08/2010 02/2018
Morgan Stanley Private Bank, National Association New York NY 01/2015 02/2018
Robert W Baird & Co., Incorporated Sarasota FL 02/2018 Present
  • 08/2010 → 02/2018
    Morgan Stanley Smith Barney
    Sarasota, FL
  • 01/2015 → 02/2018
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 02/2018 → Present
    Sarasota, FL
Previous Registrations
  • 2010-08-20 → 2018-02-12
    Sarasota, FL
  • 2007-06-19 → 2010-08-16
    Morgan Keegan & Company, Llc
    Sarasota, FL
    Bradenton, FL
    Sarasota, FL
    Sarasota, FL
  • 2003-06-03 → 2007-06-08
    Banc Of America Investment Services, Inc.
    Sarasota, FL
    Sarasota, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-29
  • S66 Uniform Combined State Law Examination
    2003-05-29
Other Names
  • Richard Chojnacki

View on SEC IAPD

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