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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-12-16 |
| FL | RA | APPROVED | 2018-10-15 |
Branch Locations
4030 W Boy Scout Blvd Ste 300, Tampa, FL 33607-5713 • United States
Tampa, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Tampa | FL | 05/2011 | 10/2018 |
| Ameriprise Financial Services, Inc | Tampa | FL | 10/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Tampa | FL | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-26 |
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