Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2016-03-07
  • NJ RA
    APPROVED
    Since 2016-03-07

Branch Locations

1400 American Blvd, Pennington, NJ 08534 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 06/2015 Present
Previous Registrations
Other Businesses

I* 652234 For profit or not for profit: Entity For Profit,Entity Publicly Traded Name of outside business organization: Uber Technologies, Inc. Investment related: no Address of business: San Francisco, CA, 94103 Nature of business: Corporation Position, title, association: Consultant/Independent Contractor Start date of relationship: 12/23/2021 Number of hours devoted: 15 weekly Number of hours devoted during trading hours: 0 Duties: *Provide transportation to people and pets from location to location.*Uber Driver

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-30
S63 Uniform Securities Agent State Law Examination 2003-06-20
  • S66 Uniform Combined State Law Examination
    2004-12-30
  • S63 Uniform Securities Agent State Law Examination
    2003-06-20

View on SEC IAPD

More in Pennington, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor