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Beatriz Flores Doak

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Antonio, TX

San Antonio, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2005-05-21
  • TX RA
    APPROVED
    Since 2005-05-21

Branch Locations

San Antonio, TX • United States

1803 Broadway St, San Antonio, TX 78215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch,Pierce, Fenner & Smith, Inc. San Antonio TX 05/2005 Present
Bank Of America, Na San Antonio TX 12/2009 Present
  • 05/2005 → Present
    Merrill Lynch,Pierce, Fenner & Smith, Inc.
    San Antonio, TX
  • 12/2009 → Present
    Bank Of America, Na
    San Antonio, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-02
  • S66 Uniform Combined State Law Examination
    2003-07-02
Other Names
  • Beatriz Flores Arroniz

View on SEC IAPD

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