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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-04-22
  • WA RA
    APPROVED
    Since 2024-04-22

Branch Locations

11201 Se 8Th St Ste 115, Bellevue, WA 98004 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Bellevue WA 09/2014 06/2021
Cetera Advisor Networks Llc El Segundo CA 06/2021 07/2022
Ameriprise Financial Services, Llc Snoqualmie WA 04/2024 Present
Freeman Lundt, Llc Fox Island WA 07/2022 06/2023
Freeman Lundt, Llc Fox Island WA 07/2023 04/2024
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Bellevue, WA
  • 06/2021 → 07/2022
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 04/2024 → Present
    Snoqualmie, WA
  • 07/2022 → 06/2023
    Freeman Lundt, Llc
    Fox Island, WA
  • 07/2023 → 04/2024
    Freeman Lundt, Llc
    Fox Island, WA
Previous Registrations
Other Businesses

Outside Employment; Freeman Lundt; As Dir. of Business Transition, I help business owners facilitate the sale of their business. We help develop a range of value we see based on market variables and their timeline goals and then we develop marketing material and develop a private market for the business through our connections of buyers, attorneys, CPA's, lenders, insurance brokers, private equity firms, family offices, etc. We then help concierge the process through closing, coordinating the various deal team professionals on all sides to ensure a successful transaction.; As Dir. of Business Transition, I help business owners facilitate the sale of their business. We help develop a range of value we see based on market variables and their timeline goals and then we develop marketing material and develop a private market for the business through our connections of buyers, attorneys, CPA's, lenders, insurance brokers, private equity firms, family offices, etc. We then help concierge the process through closing.; 1046 Papago Dr., , Fox Island, WA, 98033; Not Investment-Related; 07/01/2022; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-01
  • S66 Uniform Combined State Law Examination
    2003-04-01

View on SEC IAPD

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