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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-06-12
FL RA APPROVED 2009-08-17
  • TX RA
    APPROVED_RES
    Since 2020-06-12
  • FL RA
    APPROVED
    Since 2009-08-17

Branch Locations

25 West Cedar Street, Pensacola, FL 32502 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Pensacola FL 08/2009 Present
Previous Registrations
Other Businesses

1. Rental House; 6628 Hallendale Pensacola FL 32526; Rental Home Owner; Rents the house out; affiliation started 08/01/2002; 1.0 hour per month; not during securities trading hours; Investment-Related 2. Rental Property; 2813 Langley Ave A101, Pensacola, FL 32504; Rental House; Owner of Rental; Landlord; 04/01/2021; 1 Hour per Month; Not During Securities Trading Hours; Investment-Related. 3. Rental Property; 756 Boxwood Dr Pensacola FL 32503; Rental Property; Rental Property; landlord; 10/01/2024; 1 hr/month; Not during securities trading hours; Investment-Related 4. Rental Property; 6075 Hillburn Rd Pensacola FL 32504; Rental property; Rental property; landlord; 10/01/2024; 1 hr/month; Not during securities trading hours; Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-16
  • S66 Uniform Combined State Law Examination
    2003-05-16
Other Names
  • Carl Willert
  • Carl Joseph Willert

View on SEC IAPD

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