Nicholas Panagiotakis

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2026-05-07
GA	RA	APPROVED	2025-06-16
SC	RA	APPROVED	2025-06-03
AZ	RA	APPROVED	2025-02-11
NY	RA	APPROVED	2021-04-16
CA	RA	APPROVED	2020-10-22
NV	RA	APPROVED	2018-08-28
CT	RA	APPROVED	2018-01-17
OH	RA	APPROVED	2017-05-23
CO	RA	APPROVED	2016-08-26
PA	RA	APPROVED	2016-07-18
FL	RA	APPROVED	2015-04-08
NJ	RA	APPROVED	2008-05-28

MD RA
APPROVED

Since 2026-05-07
GA RA
APPROVED

Since 2025-06-16
SC RA
APPROVED

Since 2025-06-03
AZ RA
APPROVED

Since 2025-02-11
NY RA
APPROVED

Since 2021-04-16
CA RA
APPROVED

Since 2020-10-22
NV RA
APPROVED

Since 2018-08-28
CT RA
APPROVED

Since 2018-01-17
OH RA
APPROVED

Since 2017-05-23
CO RA
APPROVED

Since 2016-08-26
PA RA
APPROVED

Since 2016-07-18
FL RA
APPROVED

Since 2015-04-08
NJ RA
APPROVED

Since 2008-05-28

Branch Locations

Newton, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
International Planning Alliance	Fairfield	NJ	05/2008	Present
Park Avenue Securities Llc	Staten Island	NY	09/2015	10/2021
Guardian Life Insurance Co Of America	Staten Island	NY	09/2015	10/2021
Guardian Life Insurance	Newton	PA	10/2021	Present
Park Avenue Securities	Newton	PA	10/2021	Present

05/2008 → Present

International Planning Alliance

Fairfield, NJ
09/2015 → 10/2021

Park Avenue Securities Llc

Staten Island, NY
09/2015 → 10/2021

Guardian Life Insurance Co Of America

Staten Island, NY
10/2021 → Present

Guardian Life Insurance

Newton, PA
10/2021 → Present

Park Avenue Securities

Newton, PA

Previous Registrations

2008-11-07 → 2011-12-31

International Planning Alliance, Llc

Fairfield, NJ
2006-11-08 → 2008-05-06

Mml Investors Services, Llc

Freehold, NJ

Bridgewater, NJ

Springfield, NJ

Scotch Plains, NJ

Linden, NJ

Union, NJ

Warren, NJ

Other Businesses

Insurance Products other than Guardian, Health, long term care, and P&C, Start: 10/22/2008, Address: 52 Alexander CT Newtown, PA, 18940, 4 total hours per month / 1 during securities trading hours, Less than 10% annual compensation, Investment related

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-10-31
S63	Uniform Securities Agent State Law Examination	2003-08-04

S65 Uniform Investment Adviser Law Examination

2006-10-31
S63 Uniform Securities Agent State Law Examination

2003-08-04

Designations

View on SEC IAPD