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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-11-05 |
| TX | RA | APPROVED | 2018-07-16 |
| MD | RA | APPROVED | 2016-09-12 |
Branch Locations
7840 Roswell Rd Ste 405, Atlanta, GA 30350 • United States
8825 Stanford Blvd Ste 200, Columbia, MD 21045 • United States
Annapolis, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lifetime Wealthcare | Severna Park | MD | 04/2007 | 09/2016 |
| First Allied Securites, Inc. | San Diego | CA | 01/2013 | 09/2016 |
| First Allied Advisory Services, Inc | Chesterfield | MO | 01/2013 | 09/2016 |
| Ameriprise Financial Services, Inc. | Columbia | MD | 09/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Columbia | MD | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-23 |
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