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200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-12-20 |
| MA | RA | APPROVED | 2016-08-22 |
Branch Locations
200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States
200 5Th Ave Suite 4010, Waltham, MA 02451 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Boston | MA | 08/2016 | Present |
| Integrated Wealth Concepts Llc | Boston | MA | 08/2016 | Present |
(1) 08/12/2016: Martha Payne - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Started 07/21/2016 - 1 Hr/Mo; 0 Hours During Securities Trading; 1% Time Spent (2) 08/16/2016: Integrated Wealth Concepts LLC - Registered Investment Advisor Hybrid - DBA: (Hybrid) Integrated Wealth Concepts LLC - Investment Related - At Reported Location(s) - Started 08/15/2016 - 160 Hr/Mo; 160 Hours During Securities Trading - IAR (3) 11/10/2016: Integrated Financial Partners - DBA for LPL Business (entity for LPL business) - Not Investment Related - 75 Arlington Street, Suite 500, Boston, MA 02116 - Start 08/15/2016 - 80 Hr/Mo; 20 Hour(s) During Securities Trading. (4) 4/23/2020 - Integrated Wealth Concepts, LLC - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 10/01/2016 - 160 Hours Per Month/160 Hours During Securities Trading. (5) 5/4/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. (6) 5/5/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 2003-02-27 |
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