Jonathan Reid Rowland

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2023-02-28

UT RA
APPROVED

Since 2023-02-28

Branch Locations

13894 S Bangerter Pkwy Ste 200, Draper, UT 84020 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

13894 S Bangerter Pkwy Ste 200, Draper, UT 84020 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Parkland Securities, Llc	Ann Arbor	MI	08/2014	02/2021
Dfpg Investments, Llc	Sandy	UT	03/2021	02/2023
Lpl Financial	Draper	UT	02/2023	Present

08/2014 → 02/2021

Parkland Securities, Llc

Ann Arbor, MI
03/2021 → 02/2023

Dfpg Investments, Llc

Sandy, UT
02/2023 → Present

Lpl Financial

Draper, UT

Previous Registrations

2021-03-11 → 2023-02-27

Dfpg Investments, Llc

Herriman, UT

Sandy, UT

Herriman, UT

South Jordan, UT
2011-05-26 → 2021-02-26

Spc

Cottonwood Heights, UT

Ann Arbor, MI

Other Businesses

1) 2/14/2023- Fulcrum Investment Services- DBA for LPL Business (entity for LPL business)- inv. related- Draper, UT 2) 2/14/2023 - J.R. Rowland & Associates - DBA for LPL Business (entity for LPL business)- inv. related- Draper, UT 3) 2/14/2023- Non-Variable Insurance- Agent selling IUL, UL, Term - inv. related- Draper, UT - start dat 4/7/1997 8hrs/mth

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-05-22
S63	Uniform Securities Agent State Law Examination	2003-04-01

S65 Uniform Investment Adviser Law Examination

2011-05-22
S63 Uniform Securities Agent State Law Examination

2003-04-01

View on SEC IAPD