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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2017-08-25 |
Branch Locations
3939 W Ridge Rd Ste A-104, Erie, PA 16506-1879 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Retirement Services Of Erie Llc | Erie | PA | 05/2000 | Present |
| Lpl Financial Llc | Erie | PA | 05/2006 | Present |
1. 6/30/2015 - RETIREMENT SERVICES OF ERIE, LLC - Investment Related - At Reported Business Location(s) - THIRD PARTY ADMINISTRATOR (TPA) - Operations Manager - Started 07/01/2000 - 180 Hours Per Month/6 Hours During Securities Trading. 2. 10/25/2018 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary Public - Start Date: 10/26/2018 - 1 Hour Per Month During Securities Trading - Notary Public, Notarizing.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 2007-04-30 |
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