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1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-06-26 |
| TX | RA | APPROVED_RES | 2025-06-20 |
Branch Locations
5 Hanover Sq 12Th Floor, New York, NY 10004 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corporation | New York | NY | 11/2008 | 03/2021 |
| National Asset Management | New York | NY | 08/2016 | 03/2021 |
| A.G.P. / Alliance Global Partners | New York | NY | 03/2021 | 06/2025 |
| Arete Wealth Management | Chicago | IL | 06/2025 | Present |
| Arete Wealth Advisors | Chicago | IL | 06/2025 | Present |
| Fincadia | New York | NY | 06/2025 | Present |
1)UNITED WAR VETERANS COUNCIL, NON INVESTMENT RELATED,346 BROADWAY NY, NY 10013, VETERANS OUTREACH,TREASURER,START DATE 05/2015, ALL OF MY DUTIES ARE ABLE TO BE DONE ON OFF HOURS. THE CHARITY HAS A FULL TIME ACCOUNTING FIRM CONDUCTING OPERATIONS ZERO DURING TRADING. 2)UNITED WAR VETERANS COUNCIL FOUNDATION, VETERAN CHARITY, TREASURER AND BOARD MEMBER START 1-2018 8-10 HRS PER MONTH 8-10 HRS PER MONTH ZERO DURING TRADING HRS. 3) JAMES DEVARY LLC, PASS THROUGH ENTITY FOR TAX PURPOSES AND BILL PAYING, OWNER, Gilbert, AZ START 8-2018 5 HRS PER MONTH, ZERO DURING TRADING HRS. 4)Blended Harvest, CBD/HEMP SUPPLEMENTS, MEMBER OF THE BOARD OF ADVISORS, DENVILLE, NJ START 3-2019, 5-6 HRS PER MONTH, ZERO DURING TRADING HRS, MANAGEMENT TEAM OF NEEDED MEDS ON STRATEGY AND MARKETING, NOT INVESTMENT RELATED. 5. SENIOR HELPERS NON INVESTMENT RELLATED GILBERT ARIZONA CAREGIVER FRANCHISE OWNER AND PARTNER START AUGUST 2022 15 HOURS NON TRADING INVESTOR AND OVERSEER OF OPERATIONS. 6) FINCADIA LLC: DBA; REGISTERED REP/ADVISOR; New York, NY; START DATE 06/2025; FULL TIME; INVESTMENT RELATED. 7) FINCADIA WEALTH MANAGEMENT LLC: DBA; REGISTERED REP/ADVISOR; New York, NY; START DATE 06/2025; FULL TIME; INVESTMENT RELATED. 8) FINCADIA CAPITAL PARTNERS LLC: DBA; REGISTERED REP/ADVISOR; New York, NY; START DATE 06/2025; FULL TIME; INVESTMENT RELATED. (9) East Valley Senior Care LLC DBA Senior Helpers; Tempe, AZ; Owner, I am a managing member and CFO. I own 49% of the company, and my wife, Analaura DeVary, owns 51%. We offer a team of non-medical caregivers to the local community for assistance in their homes; 10 hours per month, 0 during trading hours, Start Date: 08/2025.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 2003-06-09 |
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