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Kris Anthony Thorvaldson

LPl Financial LLC

Rawlins, WY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-02-18
TX RA APPROVED_RES 2020-07-30
WY RA APPROVED 2017-08-03
  • CA RA
    APPROVED
    Since 2025-02-18
  • TX RA
    APPROVED_RES
    Since 2020-07-30
  • WY RA
    APPROVED
    Since 2017-08-03

Branch Locations

415 W Cedar St, Rawlins, WY 82301-5636 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Rawlins WY 01/2012 Present
Previous Registrations
  • 2007-09-19 → 2012-01-03
    Rawlins, WY
    Rawlins, WY
    Rawlins, WY
    St Louis, MO
  • 2004-02-10 → 2006-02-02
    Cetera Investment Services Llc
    Rawlinss, WY
Other Businesses

1. 10/24/2025- Western Wealth Adivisors, LLC- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 01/20/2018

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-24
  • S66 Uniform Combined State Law Examination
    2003-05-24

View on SEC IAPD

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