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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-01-03
TN RA APPROVED 2009-04-24
  • TX RA
    APPROVED
    Since 2012-01-03
  • TN RA
    APPROVED
    Since 2009-04-24

Branch Locations

9724 Kingston Pike Ste 701, Knoxville, TN 37922 • United States

136 E Spring St., Cookeville, TN 38501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 04/2009 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 04/2009 Present
Previous Registrations
Other Businesses

1)SLATE, DISHAROON, PARRISH & ASSOCIATES 9724 KINGSTON PIKE, SUITE 701 KNOXVILLE, TN 37922. BEGAN 01/01/2012 AS INDEPENDENT INSURANCE AGENT THAT SELLS LIFE, DISABILITY AND ONG TERM CARE INSURANCE PRODUCTS. NOT INVESTMENT RELATED. DEVOTES 4 HRS/WK. 4 HRS DURING TRADING. 2)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-15/WK-1/TRADING hr. 05/01/09 3)OBA NAMERICHARD DISHAROON, Knoxville TN 37922, 11/2024, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 6 HR/MO, 0 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-18
  • S66 Uniform Combined State Law Examination
    2004-05-18
Designations
Other Names
  • Rick Charles Disharoon

View on SEC IAPD

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