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Current Employers
John Hancock Personal Financial Services, Llc

200 Berkeley Street, Boston, MA 02116 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2019-10-02
MI RA APPROVED 2019-09-30
  • MA RA
    APPROVED
    Since 2019-10-02
  • MI RA
    APPROVED
    Since 2019-09-30

Branch Locations

200 Berkeley Street, Boston, MA 02116 • United States

Sanford, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Mutual Group Madison WI 01/2014 12/2018
Cuna Brokerage Services Inc. Waverly IA 01/2014 12/2018
John Hancock Boston MA 12/2018 Present
John Hancock Distributors, Llc Boston MA 01/2019 Present
  • 01/2014 → 12/2018
    Cuna Mutual Group
    Madison, WI
  • 01/2014 → 12/2018
    Cuna Brokerage Services Inc.
    Waverly, IA
  • 12/2018 → Present
    John Hancock
    Boston, MA
  • 01/2019 → Present
    John Hancock Distributors, Llc
    Boston, MA
Previous Registrations
  • 2014-02-10 → 2018-12-20
    Madison, WI
    Midland, MI
  • 2014-02-04 → 2014-02-05
    Cuna Brokerage Services, Inc.
    Waverly, IA
    Brownstown Twp, MI
    Midland, MI
    Madison, WI
  • 2012-06-06 → 2014-01-21
    Midland, MI
    Fort Mill, SC
    Midland, MI
  • 2007-04-03 → 2012-06-05
    Cuna Brokerage Services, Inc.
    Midland, MI
Other Businesses

a.OBA Name: Meridian Public Schools b.Investment-related? No c.OBA Address: 3303 N Meridian Rd., Stanford, MI 48657 d.OBA Nature: Coaching e.Position, Title, or Relationship with the OBA: Part-time football coach f.OBA Start Date: 08/01/2023 g.Approximate number of hours/month devoted to the OBA: 30 h.Number of hours devoted to the OBA during securities trading hours: 12 i.Brief description duties related to the OBA: Coach kids about football.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-23
S63 Uniform Securities Agent State Law Examination 2003-04-11
  • S66 Uniform Combined State Law Examination
    2007-03-23
  • S63 Uniform Securities Agent State Law Examination
    2003-04-11
Designations

View on SEC IAPD

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