Miregi O Huma

Current Employers

Employment History

• 11/2012 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Valencia, CA

Previous Registrations

• 2010-06-02 → 2012-11-20
  Morgan Stanley
  Santa Barbara, CA
  Oxnard, CA
  Santa Barbara, CA
• 2009-10-23 → 2010-05-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Westlake Village, CA
• 2005-05-26 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Westlake Village, CA
  Westlake Village, CA

Other Businesses

I*116099 For profit or not for profit: For-Profit Organization Name of outside business organization: MSI, LLC Investment related: N Address of business: Moorpark, California 93021 Nature of business: LLC, Position, title, association: Consultant, Start date of relationship: 8/1/2018 Number of hours devoted: 8 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: This is a multi-faceted family run consulting firm. My responsibilities will be limited to engaging as a consultant to the LLC. I*2470286, Entity Type: Entity For Profit, Name of OBA: Huma Hideaway Ranch, LLC DBA Hideaway Ranch, Address: Moorpark, California, 93021, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 01-Jun-2025, No Hours: 15 Weekly, No Hours during Trading: 5 Weekly, Duties: The ranch currently is primarily a lemon and avocado orchard. Our plans are to expand avocado production, and eventually create an event venue (weddings, corporate parties, etc..) My responsibilities will include general maintenance (planting of trees, weed mitigation, irrigation, etc...), working with contractors, event planners, vendors which will, at times, include negotiating terms. My wife will have primary responsibilities to make payments on behalf of the business.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-05-25
• S63 Uniform Securities Agent State Law Examination
  2003-05-15

Other Names

• Miregi O Huma
• Miregi O. Huma
• Miregi Okinyi Huma
• Miregi Okinyi Huma