Susie J Oh

Current Employers

Employment History

• 11/2013 → 11/2016
  Wells Fargo Advisors, Llc
  Beverly Hills, CA
• 11/2016 → 02/2022
  Wells Fargo Clearing Services, Llc
  Beverly Hills, CA
• 02/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
• 02/2022 → Present
  Bank Of America, N.A.
  Los Angeles, CA

Previous Registrations

• 2014-02-06 → 2022-02-15
  Wells Fargo Clearing Services, Llc
  Minneapolis, MN
  Beverly Hills, CA
  Minneapolis, MN
  Beverly Hills, CA
  Tarpon Springs, FL
• 2009-10-23 → 2014-01-28
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
  Los Angeles, CA
• 2005-06-23 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA

Other Businesses

Name of the other businessKorean American Coalition - Los Angeles Whether the business is investment-relatedno Address of the other businessL.A., CA Nature of the other businessNon-profit organization that promotes civic and civil rights interests of the Korean American community through education, community organizing, leadership development and coalition building with diverse communities in Los Angeles Your positionBoard Chair Title, or relationship with the other business Start date of your relationship1/2011 Approximate number of hours/month you devote to the other business2 hours Number of hours you devote to the other business during securities trading hours0 Briefly describe your duties relating to the other businessConduct board meetings and follow up on items discussed Name of the other businessKorean American Coalition - National Whether the business is investment-relatedno Address of the other business: Portland, OR Nature of the other businessNon-profit organization that promotes civic and civil rights interests of the Korean American community through education, community organizing, leadership development and coalition building with diverse communities nationally Your positionBoard Chair Title, or relationship with the other business Start date of your relationship3/2019 Approximate number of hours/month you devote to the other business2 Number of hours you devote to the other business during securities trading hours0 Briefly describe your duties relating to the other businessConduct board meetings and follow up on items discussed

Exams

• S66 Uniform Combined State Law Examination
  2005-06-22
• S63 Uniform Securities Agent State Law Examination
  2003-03-17

Other Names

• Susie J. Oh