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Darin Britton Guthrie

Opus Private Wealth Group, LLC

Orange, CA

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Current Employers
Opus Private Wealth Group, Llc

500 N. State College Blvd Suite 1100, Orange, CA 92868 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-02-13
  • CA RA
    APPROVED
    Since 2025-02-13

Branch Locations

500 N. State College Blvd Suite 1100, Orange, CA 92868 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Thousand Oaks CA 08/2011 07/2020
Fidelity Investments Thousand Oaks CA 07/2020 02/2023
Ubs Financial Services Inc. Westlake Village CA 05/2023 06/2023
Unemployed Agoura Hills CA 04/2023 02/2025
Opus Private Wealth Group, Llc Orange CA 02/2025 Present
  • 08/2011 → 07/2020
    Td Ameritrade
    Thousand Oaks, CA
  • 07/2020 → 02/2023
    Fidelity Investments
    Thousand Oaks, CA
  • 05/2023 → 06/2023
    Westlake Village, CA
  • 04/2023 → 02/2025
    Unemployed
    Agoura Hills, CA
  • 02/2025 → Present
    Orange, CA
Previous Registrations
  • 2023-05-23 → 2023-07-06
    Westlake Village, CA
  • 2020-09-04 → 2023-02-23
    Fidelity Personal And Workplace Advisors
    Thousand Oaks, CA
  • 2011-09-07 → 2020-07-03
    Td Ameritrade, Inc.
    Thousand Oaks, CA
  • 2011-09-07 → 2020-07-03
    Td Ameritrade Investment Management, Llc
    Thousand Oaks, CA
  • 2011-05-31 → 2011-07-27
    Calabasas, CA
  • 2010-08-13 → 2011-06-10
    New England Securities
    Woodland Hills, CA
  • 2003-07-29 → 2010-08-17
    Woodland Hills, CA
    Woodland Hills, CA
    Los Angeles, CA
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-24
  • S66 Uniform Combined State Law Examination
    2003-07-24
Other Names
  • Darin Guthrie

View on SEC IAPD

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