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Della Elizabeth Moody-Davis

Wells Fargo Clearing Services, LLC

Houston, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-25
  • TX RA
    APPROVED
    Since 2025-04-25

Branch Locations

825 Town And Country Ln Ste 300, Houston, TX 77024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Houston TX 10/2011 04/2025
Wells Fargo Clearing Services, Llc The Woodlands TX 04/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-10-06
S63 Uniform Securities Agent State Law Examination 2003-06-18
  • S65 Uniform Investment Adviser Law Examination
    2005-10-06
  • S63 Uniform Securities Agent State Law Examination
    2003-06-18
Other Names
  • Beth Moody Carson
  • Beth Moody Carson
  • Elizabeth Moody Carson
  • Della Moody Carson
  • Della Elizabeth Moody
  • Elizabeth Moody Carson
  • Della Elizabeth Moody Carson
  • D. E. (Beth) Moody Carson
  • D. E. (Beth) Moody Carson
  • D. E. (Beth) Moody
  • D. E. Carson Moody
  • Della Elizabeth Carson
  • Della Elizabeth Carson
  • Beth Moody
  • Beth Davis
  • Della Elizabeth Davis

View on SEC IAPD

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