Joel M Guerrero

Current Employers

Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2011-05-31

TX RA
APPROVED

Since 2011-05-31

Branch Locations

5156 N. Expressway Suite B, Brownsville, TX 78526 • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sigma Financial Corporation	Ann Arbor	MI	05/2011	Present
Spc	Ann Arbor	MI	05/2011	Present

05/2011 → Present

Sigma Financial Corporation

Ann Arbor, MI
05/2011 → Present

Spc

Ann Arbor, MI

Previous Registrations

2010-06-30 → 2010-08-09

United Equity Securities, Llc

Brownsville, TX

Huston, TX
2009-06-05 → 2010-03-31

Gunnallen Financial, Inc

Tampa, FL

Brownsville, TX

Brownsville, TX
2008-01-01 → 2009-06-29

Wells Fargo Clearing Services, Llc

Brownsville, TX
2003-08-25 → 2008-01-01

A. G. Edwards & Sons, Inc.

Brownsville, TX

Brownsville, TX

St. Louis, MO

Other Businesses

J.M.G. FINANCIAL: PROVIDE FINANCIAL SERVICES AND SALE OF VARIOUS INSURANCE PRODUCTS THROUGH VARIOUS INSURANCE COMPANIES.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-08-23

S66 Uniform Combined State Law Examination

2003-08-23

View on SEC IAPD