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Amy Cooper Smoragiewicz

Seelaus Asset Management, LLC

Chatham, NJ

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Current Employers
Seelaus Asset Management, Llc

26 Main Street Suite 304, Chatham, NJ 07928 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-05-22
  • NJ RA
    APPROVED
    Since 2017-05-22

Branch Locations

26 Main Street Suite 304, Chatham, NJ 07928 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Seelaus Asset Management Chatham NJ 07/2016 Present
R. Seelaus & Co Inc/Llc Chatham NJ 07/2016 Present
  • 07/2016 → Present
    Seelaus Asset Management
    Chatham, NJ
  • 07/2016 → Present
    R. Seelaus & Co Inc/Llc
    Chatham, NJ
Other Businesses

G2G Ventures PBC DBA "Counter": Direct Retail Sales of Skin care and cosmetics. 5-10 hours/month. Receives commissions, 1745 Berkeley Street Studio 2, Santa Monica, CA 90404. Seelaus Financial, an affiliate of R. Seelaus & Co, LLC, 26 Main Street Suite 300, Chatham, NJ 07928, 03/2022 Leveraged Loan Business, 5/10 hours a month during business hours, Leveraged Loans.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-12
  • S65 Uniform Investment Adviser Law Examination
    2017-05-12
Other Names
  • Amy Susan Mitchell

View on SEC IAPD

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