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Carlos E Obermaier

Obermaier Management LLC

Miami, FL

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Current Employers
Obermaier Management Llc

Miami, FL • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2011-12-20
  • FL RA
    APPROVED
    Since 2011-12-20

Branch Locations

Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Obermaier Management Llc Miami FL 11/2011 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-28
S63 Uniform Securities Agent State Law Examination 2003-04-28
  • S66 Uniform Combined State Law Examination
    2004-04-28
  • S63 Uniform Securities Agent State Law Examination
    2003-04-28

View on SEC IAPD

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