Stephen Michael Ross

Current Employers

Employment History

• 02/2003 → 03/2020
  Ameriprise Financial Services, Inc.
  Chicago, IL
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Chicago, IL

Other Businesses

Business Ownership; Stephen M Ross Sole Proprietorship; As owner, I work with my operations team to ensure the variable compensation from Assets Under Management fees for any AFAs or FAs in my practice are paid from this sole prop.; This sole prop is created for the sole purpose of paying GDC based compensation on AFAs in my P2 practice; 105 W Madison StSte. 2100Chicago, IL 60602, ,; Investment-Related; 08/31/2016; 1 to 9 hours per month; 0 during trading hours / Strathmore Management Inc; I monitor my Operations Manager, Andrew Phillippi, and coordinate with the accountant to remain in good standing.; Setup for the sole purpose of running a P2 Ameriprise franchise practice; 105 W Madison St.Ste. 2100Chicago, IL 60602, ,; Investment-Related; 02/21/2014; 60 hours per month; 40 to 59 during trading hours / Michael Ryan 186 LLC; Seed money for down payment, and its my second home that we will be renting out to defray costs on Air BnB when we're not using the property ourselves.; Rental Real estate only; 186 S. Maple St, , Saugatuk, MI, 49453; Investment-Related; 03/15/2023; 1 to 9 hours per month; 0 during trading hours / Michael Ryan 822 LLC; Owner; Real Estate; 822 E 52nd Street, , Chicago, IL, 60615; Not Investment-Related; 04/12/2024; 1 to 9 hours per month; 0 during trading hours / Michael Ryan 297 LLC; Owner; Real Estate; 297 Hunt Club Drive, , Valparaiso, IN, 46385; Not Investment-Related; 05/07/2024; 0 hours per month; 0 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  2003-04-17

Designations