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400 Tradecenter Suite 3990, Woburn, MA 01801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2023-04-28 |
Branch Locations
400 Tradecenter Suite 3990, Woburn, MA 01801 • United States
Kittery, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arete Wealth Management Llc | Chicago | IL | 03/2012 | 04/2023 |
| Arete Wealth Advisors Llc | Chicago | IL | 03/2012 | 04/2023 |
| Integrity Financial Advisors, Llc | Wenham | MA | 04/2023 | Present |
Independent Insurance Agent, Investment-related, address same as business office, Start date: 5/1/23, Provides advice on health and life insurance in accordance with financial planning. Position-Insurance Agent. 10 hours worked per month all during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-03-31 |
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