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Arvada, CO • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-05-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sunamerica | Woodland Hills | CA | 01/2013 | 08/2017 |
| Sunamerica Capital Services, Inc. | Woodland Hills | CA | 01/2013 | 08/2017 |
| Voya Financial Advisors, Inc. | Sarasota | FL | 08/2017 | 06/2021 |
| Cetera Advisor Networks Llc | El Segundo | CA | 05/2021 | 12/2023 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2023 | 12/2023 |
| Q3 Advisor's Llc | Denver | CO | 04/2024 | Present |
| Unemployed | Sarasota | FL | 12/2023 | 04/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-19 |
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