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Rory D Lea

Mml Investors Services, LLC

Plymouth, MN

Chanhassen, MN

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2017-03-25
  • MN RA
    APPROVED
    Since 2017-03-25

Branch Locations

2 Carlson Parkway N Suite 320, Plymouth, MN 55447 • United States

Chanhassen, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities, Inc. Bloomington MN 02/2003 03/2017
Massachusetts Mutual Life Insurance Company Plymouth MN 07/2016 Present
Mml Investors Services, Llc Plymouth MN 03/2017 Present
  • 02/2003 → 03/2017
    Metlife Securities, Inc.
    Bloomington, MN
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Plymouth, MN
  • 03/2017 → Present
    Mml Investors Services, Llc
    Plymouth, MN
Previous Registrations
  • 2014-02-03 → 2017-03-25
    Msi Financial Services, Inc.
    Bloomington, MN
    Minnetonka, MN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-04-10
  • S63 Uniform Securities Agent State Law Examination
    2003-04-10
Other Names
  • Rory Lea

View on SEC IAPD

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