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Current Employers
John Hancock Investment Management Llc

200 Berkeley St., Boston, MA 02116-5022 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-05-17
MA RA APPROVED 2018-11-08
  • NY RA
    APPROVED
    Since 2022-05-17
  • MA RA
    APPROVED
    Since 2018-11-08

Branch Locations

Loudonville, NY • United States

200 Berkeley St., Boston, MA 02116-5022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Boston MA 08/2015 Present
John Hancock Funds Llc Loudonville NY 08/2015 Present
John Hancock Advisers, Llc Boston MA 11/2018 Present
  • 08/2015 → Present
    John Hancock
    Boston, MA
  • 08/2015 → Present
    John Hancock Funds Llc
    Loudonville, NY
  • 11/2018 → Present
    John Hancock Advisers, Llc
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-25
S63 Uniform Securities Agent State Law Examination 1998-10-23
  • S66 Uniform Combined State Law Examination
    2017-09-25
  • S63 Uniform Securities Agent State Law Examination
    1998-10-23

View on SEC IAPD

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