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Susan Ellen Prince

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Reston, VA

Mclean, VA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2004-08-17
VA RA APPROVED 2003-05-06
  • TX RA
    APPROVED
    Since 2004-08-17
  • VA RA
    APPROVED
    Since 2003-05-06

Branch Locations

11951 Freedom Dr, Reston, VA 20190 • United States

Mclean, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc. Vienna VA 02/2003 Present
Bank Of America, Na Reston VA 11/2009 Present
  • 02/2003 → Present
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    Vienna, VA
  • 11/2009 → Present
    Bank Of America, Na
    Reston, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-02
  • S66 Uniform Combined State Law Examination
    2003-05-02
Other Names
  • Susan Prince

View on SEC IAPD

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Other Offices

MASON INVESTMENT ADVISORY SERVICES INC · RESTON, VA
STAPLE INVESTMENTS LLC · RESTON, VA
CETERA INVESTMENT ADVISERS LLC · RESTON, VA
CERITY PARTNERS LLC · RESTON, VA
AUTUMN WIND ASSET MANAGEMENT INC · RESTON, VA
HOULIHAN FINANCIAL RESOURCE GROUP, LTD. · RESTON, VA
F L PUTNAM INVESTMENT MANAGEMENT CO. · RESTON, VA
WEALTHSPIRE ADVISORS · Reston, VA

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