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Marc Vander Beek

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Portage, MI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-07-12
MI RA APPROVED 2018-05-29
  • TX RA
    APPROVED
    Since 2018-07-12
  • MI RA
    APPROVED
    Since 2018-05-29

Branch Locations

750 Trade Centre Way, Portage, MI 49002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Portage MI 04/2017 Present
Gun Lake Casino Wayland MI 06/2016 04/2017
Bank Of America, N.A. Portage MI 09/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-25
S63 Uniform Securities Agent State Law Examination 2003-05-22
  • S66 Uniform Combined State Law Examination
    2018-05-25
  • S63 Uniform Securities Agent State Law Examination
    2003-05-22
Other Names
  • Marc Christopher Vander Beek

View on SEC IAPD

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Other Offices

ZHANG FINANCIAL · PORTAGE, MI
EDELMAN FINANCIAL ENGINES · PORTAGE, MI
EDWARD JONES · Portage, MI
PFS INVESTMENTS INC. · PORTAGE, MI
PFS INVESTMENTS INC. · PORTAGE, MI
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PORTAGE, MI
PFS INVESTMENTS INC. · PORTAGE, MI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · PORTAGE, MI

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