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Francisco D Valeriano

LPl Enterprise, LLC

Vienna, VA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-11-14
VA RA APPROVED 2024-11-14
  • MD RA
    APPROVED
    Since 2024-11-14
  • VA RA
    APPROVED
    Since 2024-11-14

Branch Locations

1919 Gallows Road Suite 100, Vienna, VA 22182 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. Arlington VA 06/2015 10/2016
Hsbc Bank Usa, N.A. Arlington VA 08/2016 10/2016
Massmutual Rockville MD 11/2016 08/2017
Mml Investors Services Rockville MD 01/2017 08/2017
Prudential Insurance Company Of America Vienna VA 08/2017 Present
Pruco Securities, Llc. Vienna VA 08/2017 11/2024
Lpl Enterprise, Llc Vienna VA 11/2024 Present
  • 06/2015 → 10/2016
    Hsbc Securities (Usa) Inc.
    Arlington, VA
  • 08/2016 → 10/2016
    Hsbc Bank Usa, N.A.
    Arlington, VA
  • 11/2016 → 08/2017
    Massmutual
    Rockville, MD
  • 01/2017 → 08/2017
    Mml Investors Services
    Rockville, MD
  • 08/2017 → Present
    Prudential Insurance Company Of America
    Vienna, VA
  • 08/2017 → 11/2024
    Pruco Securities, Llc.
    Vienna, VA
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Vienna, VA
Previous Registrations
Other Businesses

1)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-03
  • S66 Uniform Combined State Law Examination
    2003-06-03
Other Names
  • Francisco Valeriano
  • Francisco Valeriano
  • Francisco D. Valeriano

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · VIENNA, VA
CAPITOL PRIVATE WEALTH GROUP LLC · VIENNA, VA
AMERIPRISE FINANCIAL SERVICES, LLC · VIENNA, VA
PNC WEALTH MANAGEMENT LLC · VIENNA, VA
RETIREMENT RESEARCHER, LLC · TYSONS, VA
MCLEAN ASSET MANAGEMENT CORP. · TYSONS, VA
KIRK CAPITAL ADVISORS LLC · VIENNA, VA
ATEGRA CAPITAL MANAGEMENT, LLC · VIENNA, VA

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