Tammi Adele Dauby

Current Employers

Employment History

• 02/2016 → 12/2017
  Invest Financial Corp.
  Tampa, FL
• 01/2016 → 05/2021
  L&N Federal Credit Union
  Louisville, KY
• 12/2017 → 06/2021
  Lasalle St Securities Llc
  Louisville, KY
• 12/2017 → 06/2021
  Lasalle St Investment Advisors
  Elmhurst, IL
• 08/2021 → Present
  Pmb Capital Management Llc Dba Brookstone Financial
  Jeffersonville, IN
• 07/2021 → Present
  Brookstone Financial, Llc
  Jeffersonville, IN

Previous Registrations

• 2017-12-16 → 2021-06-02
  Lasalle St. Investment Advisors, L.L.C.
  Louisville, KY
  Elmhurst, IL
• 2016-02-19 → 2017-12-15
  Invest Financial Corporation
  Louisville, KY
• 2011-06-30 → 2015-08-11
  U.S. Bancorp Investments, Inc.
  Louisville, KY
  Louisville, KY
  Louisville, KY
  New Albany, IN
  Louisville, KY
  New Albany, IN
• 2010-04-30 → 2011-06-28
  Chase Investment Services Corp.
  Jeffersonville, IN
  Louisville, KY
  Louisville, KY
  Jeffersonville, IN

Other Businesses

(1) BROOKSTONE FINANCIAL; INV RELATED; INSURANCE AGENT; INSURANCE SALES AND SERVICES; JEFFERSONVILLE, IN START 07/2021; 80 HRS PER MONTH; 80 HRS DURING SECURITY TRADING HOURS; 50% OF TIME.

Exams

• S66 Uniform Combined State Law Examination
  2010-04-28
• S63 Uniform Securities Agent State Law Examination
  2003-11-17

Other Names

• Tammi Stoddard
• Tammi Adele Stoddard