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Carolyn Ann Goyette

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Grand Blanc, MI

Naples, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-01-31
TX RA APPROVED_RES 2013-03-27
MI RA APPROVED 2010-05-12
OH RA APPROVED 2006-02-27
  • FL RA
    APPROVED
    Since 2023-01-31
  • TX RA
    APPROVED_RES
    Since 2013-03-27
  • MI RA
    APPROVED
    Since 2010-05-12
  • OH RA
    APPROVED
    Since 2006-02-27

Branch Locations

8121 Trillium Circle Ave, Grand Blanc, MI 48439 • United States

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Flint MI 02/2006 Present
Bank Of America, N.A. Grand Blanc MI 03/2012 Present
  • 02/2006 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Flint, MI
  • 03/2012 → Present
    Bank Of America, N.A.
    Grand Blanc, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-04-03
S63 Uniform Securities Agent State Law Examination 2003-03-20
  • S65 Uniform Investment Adviser Law Examination
    2006-04-03
  • S63 Uniform Securities Agent State Law Examination
    2003-03-20
Other Names
  • Carolyn Ann Ledoux

View on SEC IAPD

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