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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-06-13 |
| IL | RA | APPROVED | 2012-05-07 |
Branch Locations
One North Franklin Street Suite 3330, Chicago, IL 60606 • United States
River Forest, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Chicago | IL | 01/2012 | Present |
| Mml Investors Services | Chicago | IL | 03/2012 | Present |
1)NAME: LENOX ADVISORS INV REL: N ADD: 1 N FRANKLIN SUITE 3330, CHICAGO, IL 60606 NATURE: INSURANCE SALES POSITION: AGENT START DATE: 1/3/2012 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 8 DESCRIBE DUTIES: SALES OF INDIVIDUAL AND GROUP LIFE AND HEALTH INSURANCE. 2) NAME: JENNIFER MANN INV REL: N ADD: 1151 W 14TH PLACE UNIT 406, CHICAGO, IL 60608 NATURE: OCCASIONALLY RENT ROOM TO STUDENT WHO HAS COME TO US TO LEARN ENGLISH POSITION: OWNER START DATE: 1/1/2010 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: PROVIDE ROOM. 3) NAME: JENNIFER P MANN INV REL: Y OR N ADD: 1151 W 14TH PLACE UNIT 406, CHICAGO, IL 60608 NATURE: INSURANCE SALES POSITION: AGENT START DATE: 1/3/2003 NO. HR/MO: 3 NO. HR/MO DURING SEC TRADING: 3 DESCRIBE DUTIES: HAVE SOME JOINT CLIENTS STILL WITH OLD MENTORS AT NYL AND THEY 1099 ME & ALSO OLD BROKERED BUSINESS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 2004-01-12 |
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