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Susan Marie Heitman

Ubs Financial Services Inc.

Brookfield, WI

Saint Francis, WI

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2020-12-03
  • WI RA
    APPROVED
    Since 2020-12-03

Branch Locations

17335 Golf Parkway Suite 525, Brookfield, WI 53045 • United States

Saint Francis, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Harris Financial Advisors, Inc. Milwaukee WI 08/2012 09/2019
Ubs Financial Services, Inc. Brookfield WI 09/2019 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-03
S63 Uniform Securities Agent State Law Examination 2003-06-02
  • S65 Uniform Investment Adviser Law Examination
    2020-12-03
  • S63 Uniform Securities Agent State Law Examination
    2003-06-02
Other Names
  • Susan Marie St Onge

View on SEC IAPD

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