Christopher Thompson

Current Employers

Employment History

• 06/2015 → Present
  Stifel Nicolaus & Co Inc
  San Francisco, CA

Previous Registrations

• 2003-05-21 → 2015-06-23
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Walnut Creek, CA
  Walnut Creek, CA
  Walnut Creek, CA

Other Businesses

1. N/A; 2261 GENOA STREET DANVILLE CA 94506; CO-PUBLISHED A CHILDREN'S BOOK WITH MY DAUGHTER THAT MAY HAVE FUTURE ROYALTIES; CO-AUTHOR; MANAGE RELATIONSHIP WITH PUBLISHER; AFFILIATION STARTED 12/17/2013; 1 HOUR PER WEEK; DURING SECURITIES TRADING HOURS; NOT INVESTMENT RELATED. 2. YouthDraft; 2261 Genoa Street Danvilel CA 94506; It is an app for use in youth sports assessments and drafting; advisor and cofounder; advise kids on the business; affiliation started 12/01/2015; 10 hours per month; not during securities trading hours; not investment related. 3. Dugout Daddy; 2261 Geona Street Danville CA 94506; Neoprene sleeve for use on baseball and softball bats; Manufactures and sells bat sleeves; advisor to his son on the business; affiliation started 08/03/2015; 5 hours per month; not during securities trading hours; not investment related. 4. Rental Property; 1696 Gil Way, Vista, CA 92084; Rental Real Estate; Owner; 12/15/2020; 8 Hours per Month; Not During Securities Trading Hours; Investment-Related. 5. Braided Stream Enterprises; 26 Walnut Meadow Lane Danville, CA 94506; This is an S-Corp that my wife and I were advised to set up for tax purposes; I am a co-owner and trustee of this entity; Advise and oversee investments; 12/27/2024; 5hrs/qtr; Not during securities trading hours; Investment related

Exams

• S66 Uniform Combined State Law Examination
  2003-05-16

Other Names

• Chris Alan Thompson