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Candice Marie Fettkether

Principal Securities, Inc.

Cedar Falls, IA

Des Moines, IA

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2015-10-07
  • IA RA
    APPROVED
    Since 2015-10-07

Branch Locations

Cedar Falls, IA • United States

711 High St, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Des Moines IA 01/2012 Present
Principal Securities Inc Des Moines IA 01/2012 Present
  • 01/2012 → Present
    Principal Life Insurance Company
    Des Moines, IA
  • 01/2012 → Present
    Des Moines, IA
Other Businesses

BALOS LLC POSITION: Partner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2024 ADDRESS: 100 E 2nd St Unit 402, Cedar Falls IA 50613, United States DESCRIPTION: Purchasing a historical commercial building in downtown Cedar Falls, Iowa. Renovating and then using a rental for commercial and apartment space.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-09-29
  • S65 Uniform Investment Adviser Law Examination
    2015-09-29
Other Names
  • Candice Marie Gossman

View on SEC IAPD

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