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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2015-10-07 |
Branch Locations
Cedar Falls, IA • United States
711 High St, Des Moines, IA 50392 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Des Moines | IA | 01/2012 | Present |
| Principal Securities Inc | Des Moines | IA | 01/2012 | Present |
BALOS LLC POSITION: Partner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2024 ADDRESS: 100 E 2nd St Unit 402, Cedar Falls IA 50613, United States DESCRIPTION: Purchasing a historical commercial building in downtown Cedar Falls, Iowa. Renovating and then using a rental for commercial and apartment space.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-09-29 |
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