Erik Arnold Ellsworth

Current Employers

Employment History

• 11/1999 → 02/2018
  Pruco Securities, Llc
  Lancaster, PA
• 01/2000 → 02/2018
  The Prudential Insurance Company Of America
  Lancaster, PA
• 08/2018 → 04/2022
  Minnesota Life
  St. Paul, MN
• 08/2018 → 04/2022
  Securian Financial Services Inc.
  St. Paul, MN
• 08/2018 → Present
  American Wealth Strategy Group
  Manhelm, PA
• 02/2018 → 08/2018
  Unemployed
  Manheim, PA
• 04/2022 → 09/2023
  Sagepoint Financial, Inc.
  Lancaster, PA
• 09/2023 → Present
  Osaic Wealth, Inc.
  Lancaster, PA

Previous Registrations

• 2022-04-01 → 2023-09-01
  Osaic Services, Inc.
  Lancaster, PA
  Scottsdale, AZ
  Lancaster, PA
• 2018-08-21 → 2022-04-07
  Securian Financial Services, Inc.
  Manhelm, PA
  St Paul, MN
  Lancaster, PA
• 2000-01-25 → 2018-02-26
  Pruco Securities, Llc.
  North Bethesda, MD
  Indianapolis, IN
  Needham, MA
  Sarasota, FL
  Sarasota, FL
  Camp Hill, PA
  Sarasota, FL
  Scranton, PA

Other Businesses

1) AMERICAN WEALTH STRATEGY GROUP, LLC POSITION: President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 150 START DATE: 05/15/2018 ADDRESS: 325 N Queen Street, Suite 104, Lancaster PA 17603, United States DESCRIPTION: President for DBA American Wealth Strategy Group, LLC providing financial and insurance services. 2) FIXED INSURANCE POSITION: Agent NATURE: Fixed insurance including health and group benefits. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/15/2018 ADDRESS: 325 N Queen Street, Suite 104, Lancaster PA 17603, United States DESCRIPTION: Aid clients with insurance decisions. 3) LANCASTER IMPROV PLAYERS POSITION: Board Member NATURE: 501(c)-3 INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 07/12/2026 ADDRESS: 16 S Prince Street, Lancaster PA 17603, United States DESCRIPTION: Help provide direction for the theater in areas of education and entertainment.

Exams

• S63 Uniform Securities Agent State Law Examination
  2007-05-14
• S65 Uniform Investment Adviser Law Examination
  2000-09-19