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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-08-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Rock Hill | SC | 09/2015 | 08/2026 |
| Independent Advisor Alliance, Llc | Rock Hill | SC | 09/2015 | 08/2026 |
| Rock Hill City Council | Rock Hill | SC | 01/2010 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 08/2026 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2026 | Present |
1. NAME OF OTHER BUSINESS: PALMETTO INVESTMENT CONSULTANTS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SECURITIES, ADVISORY, AND INSURANCE BUSINESS; START DATE: 09/2005; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 8; BRIEF DESCRIPTION OF DUTIES: SECURITIES, ADVISORY, AND INSURANCE BUSINESS; 2. NAME OF OTHER BUSINESS: BLACK & ASSOCIATES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: PASS THROUGH ENTITY FOR FEES, COMMISSIONS & BUSINESS-RELATED EXPENSES; START DATE: 01/2016 POSITION/TITLE/RELATIONSHIP: Owner; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 8; BRIEF DESCRIPTION OF DUTIES: PASS THROUGH ENTITY FOR FEES, COMMISSIONS & BUSINESS-RELATED EXPENSES; 3. NAME OF OTHER BUSINESS: JAB III LLC; INVESTMENT RELATED: NO; ADDRESS: ROCK HILL, SC 29732; NATURE OF BUSINESS: MANAGE FAMILY LAND; START DATE: 03/1996; POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: MANAGE FAMILY LAND, TIMBER MANAGEMENT AND HUNTING ACTIVITIES; 4. NAME OF OTHER BUSINESS: ROCK HILL CITY COUNCIL; INVESTMENT RELATED: NO; ADDRESS: ROCK HILL, SC 29732; NATURE OF BUSINESS: CITY COUNCIL; START DATE: 01/2010; POSITION/TITLE/RELATIONSHIP: COUNCIL MEMBER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: REPRESENT WARD 4 AS A COUNCIL MEMBER FOR THE CITY OF ROCK HILL; 5. NAME OF OTHER BUSINESS: YORK COUNTY SPORTSMAN COMMITTEE; INVESTMENT RELATED: NO; ADDRESS: ROCK HILL, SC 29732; NATURE OF BUSINESS: SPORTSMAN’S CLUB; START DATE: 01/2012; POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: HELP DECIDE HOW TO BEST UTILIZE THE EXPENDITURES OF FUNDS COLLECTED FROM THE LOCAL HUNTING LICENSE FEE; 2 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-02-28 |
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