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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-08-12
  • SC RA
    APPROVED
    Since 2026-08-12

Branch Locations

305 Oakland Ave, Rock Hill, SC 29730 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Rock Hill SC 09/2015 08/2026
Independent Advisor Alliance, Llc Rock Hill SC 09/2015 08/2026
Rock Hill City Council Rock Hill SC 01/2010 Present
Cetera Wealth Services, Llc El Segundo CA 08/2026 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2026 Present
Previous Registrations
  • 2015-09-15 → 2026-08-12
    Rock Hill, SC
  • 2007-11-19 → 2015-09-16
    Cetera Wealth Services, Llc
    Rock Hill, SC
  • 2007-01-03 → 2007-11-12
    First Allied Advisory Services, Inc.
    Chesterfield, MO
    Rock Hill, SC
  • 2003-03-03 → 2007-02-28
    Ffp Advisory Services Inc
    Rock Hill, SC
Other Businesses

1. NAME OF OTHER BUSINESS: PALMETTO INVESTMENT CONSULTANTS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SECURITIES, ADVISORY, AND INSURANCE BUSINESS; START DATE: 09/2005; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 8; BRIEF DESCRIPTION OF DUTIES: SECURITIES, ADVISORY, AND INSURANCE BUSINESS; 2. NAME OF OTHER BUSINESS: BLACK & ASSOCIATES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: PASS THROUGH ENTITY FOR FEES, COMMISSIONS & BUSINESS-RELATED EXPENSES; START DATE: 01/2016 POSITION/TITLE/RELATIONSHIP: Owner; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 8; BRIEF DESCRIPTION OF DUTIES: PASS THROUGH ENTITY FOR FEES, COMMISSIONS & BUSINESS-RELATED EXPENSES; 3. NAME OF OTHER BUSINESS: JAB III LLC; INVESTMENT RELATED: NO; ADDRESS: ROCK HILL, SC 29732; NATURE OF BUSINESS: MANAGE FAMILY LAND; START DATE: 03/1996; POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: MANAGE FAMILY LAND, TIMBER MANAGEMENT AND HUNTING ACTIVITIES; 4. NAME OF OTHER BUSINESS: ROCK HILL CITY COUNCIL; INVESTMENT RELATED: NO; ADDRESS: ROCK HILL, SC 29732; NATURE OF BUSINESS: CITY COUNCIL; START DATE: 01/2010; POSITION/TITLE/RELATIONSHIP: COUNCIL MEMBER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: REPRESENT WARD 4 AS A COUNCIL MEMBER FOR THE CITY OF ROCK HILL; 5. NAME OF OTHER BUSINESS: YORK COUNTY SPORTSMAN COMMITTEE; INVESTMENT RELATED: NO; ADDRESS: ROCK HILL, SC 29732; NATURE OF BUSINESS: SPORTSMAN’S CLUB; START DATE: 01/2012; POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: HELP DECIDE HOW TO BEST UTILIZE THE EXPENDITURES OF FUNDS COLLECTED FROM THE LOCAL HUNTING LICENSE FEE; 2 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-28
  • S66 Uniform Combined State Law Examination
    2003-02-28
Designations
Other Names
  • John Alexander Black
  • John Alexander Black

View on SEC IAPD

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