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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-09-01
TX RA APPROVED_RES 2011-02-23
  • TN RA
    APPROVED
    Since 2023-09-01
  • TX RA
    APPROVED_RES
    Since 2011-02-23

Branch Locations

804 N Thompson Lane Suite 2-A, Murfreesboro, TN 37129 • United States

2000 Meridian Boulevard Suite 290, Franklin, TN 37067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Nashville TN 06/2009 09/2017
Morgan Stanley Murfreesboro TN 09/2017 Present
Other Businesses

Owner/ photographer- Effective date 02/2016- 1 hour after business J.ASHLEY PHOTOGRAPHY,OWNER;NOT INVESTMENT RELATED;START DATE:2/2016;DURING BUSINESS HOURS-0,AFTER BUSINESS HOURS-1;ANTIOCH TN

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-28
S63 Uniform Securities Agent State Law Examination 2005-07-25
  • S65 Uniform Investment Adviser Law Examination
    2023-08-28
  • S63 Uniform Securities Agent State Law Examination
    2005-07-25

View on SEC IAPD

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