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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-12-14 |
| NC | RA | APPROVED | 2023-12-14 |
| TX | RA | APPROVED | 2023-12-14 |
Branch Locations
28 State Street 26Th Floor, Boston, MA 02109 • United States
13024 Ballantyne Corporate Place Suite 150, Charlotte, NC 28277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boston | MA | 03/1997 | 11/2021 |
| Morgan Stanley Smith Barney Llc | Waxhaw | NC | 11/2021 | 05/2022 |
| Morgan Stanley | Boston | MA | 12/2023 | Present |
| Unemployed | Waxhaw | NC | 05/2022 | 12/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-08-13 |
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