Asif M Bhally

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
DC	RA	APPROVED	2026-06-25
TX	RA	APPROVED	2026-06-11

DC RA
APPROVED

Since 2026-06-25
TX RA
APPROVED

Since 2026-06-11

Branch Locations

1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Washington	DC	03/2009	06/2024
Raymond James & Associates, Inc	Washington	DC	06/2024	04/2026
Ubs Financial Services Inc.	Washington	DC	06/2026	Present

03/2009 → 06/2024

Rbc Capital Markets, Llc

Washington, DC
06/2024 → 04/2026

Raymond James & Associates, Inc

Washington, DC
06/2026 → Present

Ubs Financial Services Inc.

Washington , DC

Previous Registrations

2024-06-20 → 2026-05-19

Raymond James & Associates, Inc.

Washington, DC
2009-03-13 → 2023-10-11

Rbc Capital Markets, Llc

Washington, DC

Washington, DC
2007-08-31 → 2009-03-13

Ferris, Baker Watts, Llc

Washington, DC

Washington, DC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-08-30

S66 Uniform Combined State Law Examination

2007-08-30

Other Names

Asif Masood Bhally

View on SEC IAPD

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