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Whitney L Dieter

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mount Pleasant, SC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-16
SC RA APPROVED 2022-02-15
  • TX RA
    APPROVED_RES
    Since 2022-02-16
  • SC RA
    APPROVED
    Since 2022-02-15

Branch Locations

75 Port City Lndg, Mount Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Columbia SC 01/2015 11/2016
Wells Fargo Clearing Services, Llc Columbia SC 11/2016 05/2018
Suntrust Investment Services Inc Atlanta GA 05/2018 11/2021
Suntrust Advisory Services, Inc Atlanta GA 05/2018 11/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mount Pleasant SC 11/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-09
  • S66 Uniform Combined State Law Examination
    2009-03-09
Other Names
  • Whitney L Dieter
  • Whitney L Clark

View on SEC IAPD

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