Shane Reyer Waarbroek

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-06-26
CA	RA	APPROVED	2003-05-13

TX RA
APPROVED_RES

Since 2014-06-26
CA RA
APPROVED

Since 2003-05-13

Branch Locations

2049 Century Park E, Los Angeles, CA 90067 • United States

800 E Colorado Blvd, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Century City	CA	01/2003	Present
Bank Of America, Na	Century City	CA	09/2009	Present

01/2003 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Century City, CA
09/2009 → Present

Bank Of America, Na

Century City, CA

Other Businesses

I*3759290 Entity Type: Entity Charitable Name of OBA: AYE LA Address: Los Angeles, California, 90010 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 02/11/2026 Number of Hours: 2, Monthly Number of Hours during trading: 2, Monthly Duties: youth employment services board member

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-05-10

S66 Uniform Combined State Law Examination

2003-05-10

Other Names

Shane Waarbroek

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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