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Thomas Andrew Barrett

Corient

Indianapolis, IN

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Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-23
IN RA APPROVED 2026-06-22
  • TX RA
    APPROVED_RES
    Since 2026-06-23
  • IN RA
    APPROVED
    Since 2026-06-22

Branch Locations

500 E 96Th Street Suite 450, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Biechele Royce Advisors Fishers IN 07/2007 10/2024
Vivaldi Capital Management Lp Fishers IN 11/2024 06/2026
Corient Services Llc Miami FL 06/2026 Present
Corient Indianapolis IN 06/2026 Present
  • 07/2007 → 10/2024
    Biechele Royce Advisors
    Fishers, IN
  • 11/2024 → 06/2026
    Vivaldi Capital Management Lp
    Fishers, IN
  • 06/2026 → Present
    Corient Services Llc
    Miami, FL
  • 06/2026 → Present
    Corient
    Indianapolis, IN
Previous Registrations
  • 2024-11-21 → 2026-06-16
    Debussy Capital Management Lp
    Fishers, IN
  • 2007-07-16 → 2025-02-21
    Biechele Royce Advisors, Inc.
    Fishers, IN
  • 2003-04-21 → 2007-07-12
    A. G. Edwards & Sons, Inc.
    Greenwood, IN
    Greenwood, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-17
  • S66 Uniform Combined State Law Examination
    2003-04-17

View on SEC IAPD

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