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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-03-12 |
| OH | RA | APPROVED | 2017-03-25 |
Branch Locations
1956 Carter Road Suite 200, Cleveland, OH 44113 • United States
Akron, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | Broadview Heights | OH | 11/2014 | 03/2017 |
| Massmutual Life Insurance Co | Cleveland | OH | 07/2016 | Present |
| Mml Investors Services, Llc | Cleveland | OH | 03/2017 | Present |
(1) Name: Brent Affolter Inv rel: Y Add: At Residential Address Nature: Life, health, DI, LTC and fixed annuities insurance sales Position: Sales Start date: 01/19/2018 No. HR/MO: 5 No. HR/MO during sec trading: 5 Outside Insurance: Life, health, DI, LTC and fixed annuities (2) Name: Brent Affolter Inv rel: Y Add: At Residential Address Nature: P&C Insurance Position: Referrer Start date: 8/27/2018 No. HR/MO: 1 No. HR/MO during sec trading: 1 Describe duties: : Provide referrals to a P&C Firm for a flat fee (3) NAME: Affolter & Stephen LLC INV REL: Y ADD: Residential Address NATURE: LLC POSITION: Owner START DATE: 01/01/2021 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: LLC for tax filing purposes, business expenses and staff payroll.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-09-15 |
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